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Securities, Futures & Funds Lawyers in Hong Kong 

Navigate Hong Kong’s financial regulations with confidence. 

Our team advises on Securities and Futures Commission (SFC) compliance, fund formation, and investment structures for asset managers, financial institutions, and investors. We combine regulatory insight with practical solutions for complex financial products. 

 

Talk to us: +852 2388 3899contact-us@rs-lawyers.com.hk

Securities, Futures & Funds Lawyers in Hong Kong

We cover the full spectrum of Securities, Futures & Funds law, supported by multilingual lawyers and decades of international experience: 

 

SFC Licensing & Compliance  

Guidance on licensing requirements for intermediaries and fund managers, including ongoing compliance obligations. 

Fund Formation & Structuring 

Establishing private funds, hedge funds, and alternative investment vehicles under Hong Kong law. 

Securities & Futures Documentation  

Drafting agreements for derivatives, futures, and structured products.

Regulatory Advice 

Compliance with Hong Kong’s Securities and Futures Ordinance (SFO) and related regulations. 

Cross-Border Investment 

Coordinating multi-jurisdictional fund structures and investor onboarding. 

Why Choose Ravenscroft & Schmierer? 

  • Regulatory expertise: Deep knowledge of SFC frameworks and licensing processes. 

  • Cross-border capability: Seamless coordination for international fund structures. 

  • Integrated approach: Combining financial regulation with corporate and commercial support. 

Who We Advise? 

  • Asset managers and fund operators. 

  • Financial institutions offering securities and futures products. 

  • Investors seeking compliant fund structures in Hong Kong. 

Meet the Team 

Speak to our Securities, Futures & Funds specialists: 

Stefan Schmierer

Managing Partner

Anna Lau

 Litigation Partner

Chloe Lau

Associate Solicitor 

our team

Ready to discuss your legal needs?

Contact Us

Contact our Securities, Futures & Funds team: 

Tel: +852 2388 3899 • Email: contact-us@rs-lawyers.com.hk

Address: 22/F, Bupa Centre, 141 Connaught Road West, Sai Ying Pun, Hong Kong (3 minutes from Sai Ying Pun MTR, Exit A2). 

FAQ: Securities, Futures & Funds in Hong Kong

Do you assist with SFC licensing applications? 

Yes, we guide clients through the application process and ongoing compliance requirements. 

Can you help set up a private fund in Hong Kong? 

 Absolutely. We advise on fund structuring, documentation, and regulatory filings. 

Do you provide cross-border investment advice? 

Yes, we coordinate with foreign counsel to ensure compliance across jurisdictions. 

Contact Us

Ravenscroft & Schmierer Logo

22/F, Bupa Centre,

141 Connaught Road West,

Sai Ying Pun,

Western District,

Hong Kong SAR

Direction: 

3 minutes walk from Sai Ying Pun MTR Station Exit A2

 

contact-us@rs-lawyers.com.hk

Tel: +852 2388 3899

Fax: +852 2385 2696

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